Fees and Fiduciary Responsibility in 401(k) plans - 1CPE

Offered by AFWA National

$0 for Members / $50 for Non-Members

DATE/TIME:  January 9th, 2-3p EST 

SPEAKER: John Angelo Flavin, Principal, Aspire Capital Advisors LLC

SESSION DESCRIPTION: Take an in-depth dive into the mystery how fees are broken down in 401k (and other retirement) plans and have a better understanding of where to find them, and who is paying what.  Also, with these hidden fees comes fiduciary responsibility, and understanding how that accountability is delegated, a functioning knowledge of how fees are charged within a retirement plan, who is paying for them, and who has a fiduciary responsibility overseeing them.

 Field of Study: Behavioral Ethics/Business Management & Organization/Accounting

Program Level: Basic / 1 CPE credit / Non-Technical

Prerequisites: None

Advance Preparation: None

Speaker BIO:

As a Chartered Financial Consultant (ChFC), Certified Financial Planner (CFP), Chartered Life Underwriter (CLU), Certified Commercial Investment Member (CCIM), and an Accredited Investment Fiduciary (AIF), John has extensive experience and practical education in all aspects of financial planning and financial services.

John has been awarded outstanding achievement awards from the Cascade Association of Life Underwriters and as Broker of the Year at a previous firm. John enjoys sharing his knowledge at industry conferences on topics ranging from client relations to 401(k) and 403(b) planning techniques. He has been quoted in several national publications, including Investment News and the Wall Street Journal.

John graduated with a BS from Boston College where he earned both academic and athletic scholarships, and completed postgraduate work in Baltimore, Maryland.

John volunteers with several local organizations, and he and his family have helped build schools, health care centers, and homes for the poor in Nicaragua since 1989.

John is an accomplished classical violinist and active in jiu jitsu. But his true passions are alligator wrestling, singing off key, laughing with his three children, and creating a future with his wife, Shannon.

Email: [email protected] 

Website:  www.InvestWithAspire.com

For more information and to register, visit our National website at www.afwa.org/education